DWM Financial delivers consulting and platform services to individual brokers and advisors interested in providing exceptional advisory services to their clients. The DWM Investment Group is firmly dedicated to helping the broadest possible range of professionals and clients enjoy the benefits of dedicated, independent investment advice. Our consulting team stands ready to advise investment professionals who are independent or are considering founding their own practices on a number of key issues including:

• Business planning
• Practice start-up and corporate organization
• Registration issues and processes
• Developing a compliance infrastructure
• Practice administration
• Operations organization and management
• Marketing planning and support
• Clearing and custody
• Investment management research
• Investment management access
• Practice organization and compensation structures
• Business transitions